MARQUSIA S. MELTON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/23/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MARQUSIA S. MELTON (CRD No. 4891774), Respondent. Disciplinary Proceeding No.2005000725701 Hearing Officer-Andrew H. Perkins DEFAULT DECISION August 23, 2006 Respondent is barred from associating with any NASD member firm in any capacity for failing to respond to requests for information, in violation of NASD Procedural Rule 8210 and NASD Conduct Rule 2110. In light of the bar, no other sanction will be imposed for Respondent's
Reference 2005000725701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4891774 |
Other names1
Also known as1
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