Person
Screen this subjectGregory Lawrence Jacobs
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/16/2025: Jacobs refused to provide documents and information requested pursuant to FINRA Rule 8210, in violation ofFINRA Rules 8210 and 2010. For these violations, Jacobs is barred from associating with any FINRA member in all capacities.
Reference 2025084873101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3056412 |
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