KENNETH JASON SALUK
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/16/2006: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. The Truman Group, Inc., Broker-Dealer [CRD No. 10764], Kenneth Jason Saluk, Registered Representative [CRD No. 2470891], Steven Matthew Labadie, Registered Representative [CRD No. 3149829], and Robert Sean Paruch, Jr., Registered Representative, [CRD No. 3139293] Respondents. Disciplinary Proceeding No. EFL2004000401 Hearing Officer - COMPLAINT Upon information and belief, Complainant alleges the following: OVERVIEW 1. During the
08/10/2006: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. The Truman Group, Inc. Broker-Dealer [CRD No. 10764], and Kenneth Jason Saluk Registered Representative [CRD No. 2470891], Respondents. Disciplinary Proceeding No. EFL2004000401 Hearing Officer AWH ORDER ACCEPTING OFFER OF SEITLEMENT Date: August 10, 2006 INTRODUCTION Disciplinary Proceeding No. EFL2004000401 was filed on May 19, 2006, by the Department of Enforcement of NASD ("Complainant"). Respondents The Truman Group, Inc.
Reference EFL2004000401data-portal.finra.orgfinra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2470891 |
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