Nex Systems
Person

Luciano Andres Battioli

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/11/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013039521501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Luciano Andres Battioli, Respondent Former Non-Registered Employee CRD No. 6229734 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Luciano Andres Battioli ("Battioli"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2013039521501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6229734

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