JANSEN W. STAMPS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/17/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013039519301 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Jansen W. Stamps, Respondent General Securities Representative [CRD No.1555221] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jansen W. Stamps, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC
Reference 2013039519301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1555221

Other names1

Also known as1

JANSEN WAYDE STAMPS

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