JAY DERON ZORNES
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/13/2026: Zornes refused to provide information and documents requested by FINRA pursuant to FINRA Rule 8210 in connection with a FINRA investigation into whether he used unapproved channels to communicate with Cambridge customers. Zornes also refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210 in connection with FINRA's investigation. As a result, Zornes violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2025086101601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4124536 |
Other names1
Also known as1
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