BRODIE CRAWFORD JOHNSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/02/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042996701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brodie Johnson, Respondent General Securities Representative, General Securities Representative, Government Securities Limited Representative CRD No. 2460459 Pursuant to Rule 9216 of FINRA's Code of Procedure
Reference 2014042996701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2460459

Other names1

Also known as1

BRODIE JOHNSON

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