Nex Systems
Person

GUILLERMO Genaro VALLADOLID

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/12/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054997501 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Guillermo W. Valladolid, Respondent General Securities Representative CRD No. 4553357 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Guillermo W. Valladolid (“Respondent”) submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement

    Reference 2017054997501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4553357

Other names1

Also known as1

Guillermo W. Valladolid

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