Person
Screen this subjectShammi Samaroo
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/15/2025: Samaroo failed to provide information and documents requested pursuant to FINRA Rule 8210. As a result, he violated FINRA Rules 8210 and 2010and is barred from becoming associated with a FINRA member in any capacity...
Reference 2024084176201finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6267861 |
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