MARCUS R. VALENZUELA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/19/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Marcus R. Valenzuela, CRD No. 4231176 Respondent Disciplinary Proceeding No. CFL050002 Hearing Officer: RSH ORDER ACCEPTING OFFER OF SETTLEMENT Date: August 19, 2005 INTRODUCTION Distiplinary Proceeding No. CFL050002 was filed on July 1, 2005, by the Department of Enforcement of NASD ("Complainant"). Respondent Marcus R. Valenzuela submitted an Offer of Settlement ("Offer") to Complainant on August 15, 2005. Pursuant to Code of
Reference CFL050002data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4231176

Other names1

Also known as1

MARCUS RODNEY VALENZUELA

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