Nex Systems
Person

CHASE BISHOP CASSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/22/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041826101 TO: Department of Enforcemenl Financial Industry Regulatory Authority ("FINRA") RE: Chase Bishop Casson (CRD No. 4404195) General Securities Representative Respondent Pursuant to FINRA Rule 9216 of FINRA s Code of Procedure, I, Chase Bishop Casson ("Casson" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014041826101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4404195

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