JOHN MONDELLO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/13/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090195739 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Mondello, Respondent Former Registered Representative CRD No. 338042 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Mondello ("Mondello"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2009019573901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	338042

Other names1

Also known as1

JOHN PAUL MONDELLO

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