Nex Systems
Person

SEAN DONALD PREMOCK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/12/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024048601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Sean Donald Premock (CRD No. 3175558), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Sean Donald Premock ("Premock" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2010024048601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3175558

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