ENRIQUE CISNEROS, JR

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/17/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045644201 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Enrique Cisneros, Jr., Respondent Non-Registered Fingerprint Person (''NRF") CRD No. 5676887 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Enrique Cisneros, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2015045644201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5676887

Other names1

Also known as1

Enrique Cisneros Jr.

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