Nex Systems
Person

PAUL ANTHONY WIGGINS

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/30/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009017571501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Paul Anthony Wiggins, Respondent CRD No. 4511424 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Paul Anthony Wiggins ("Respondent" or "Wiggins"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2009017571501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4511424

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.