Nex Systems
Person

Francis Keyla Acosta

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/31/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015048332401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Francis Keyla Acosta, Respondent Former Associated Person CRD No. 6531648 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Francis Keyla Acosta ("Acosta" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2015048332401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6531648

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