John Robert Larson

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/27/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054082401 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: John Robert Larson, Respondent Former Registered Representative CRD No. 2700798 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure,
Reference 2017054082401finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2700798

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