FERNANDO AREVALO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/29/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20130375318 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Fernando Arevalo, Respondent Investment Company and Variable Contracts Products Representative CRD No. 5884590 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure. Fernando L. Arevalo ("Arevalo") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2013037531801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5884590

Other names1

Also known as1

FERNANDO L AREVALO

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