John Dale Scott Wilson
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/07/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051070501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Dale Scott Wilson, Respondent Former Registered Representative CRD No. 728176 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Dale Scott Wilson, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC
Reference 2016051070501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 728176 |
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