LYNNE M TRICHE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/11/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038703201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Lynne M. Triche, Respondent investment Company Products/Variable Contracts Representative CRD No. 5449441 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Lynne Triche, submit this Letter of Acceptance, Waiver and Consent (“AWC") for the purpose of proposing a settlement of the alleged
Reference 2013038703201finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5449441

Other names1

Also known as1

LYNNE M. TRICHE

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