Matthew J. Bussard
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/30/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063516001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Matthew J. Bussard, Respondent Former Investment Company and Variable Contracts Products Representative CRD No. 6803371 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Matthew J. Bussard submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019063516001finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6803371 |
Other names1
Also known as1
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