Scott Wayne Reed
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/19/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020066246901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Scott Wayne Reed (Respondent) Former General Securities Representative; Former General Securities Principal; Former General Securities Sales Supervisor CRD No. 3007033 Pursuant to FINRA Rule 9216, Respondent Scott Wayne Reed submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020066246901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3007033 |
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