MICHAEL E. DONNELLY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/14/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OFACCEPTANCE, WAIVER AND CONSENT NO. 2014042487201 TO: Department of Enforcement Financial Industry Regulator Authority (FINRA") RE: Michael E. Donnelly (CRD No. 2276988) General Securities Representative Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael E. Donnelly ("Donnelly" or "Respondent"), submit this letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing settlement of the alleged rule violations
Reference 2014042487201finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2276988

Other names1

Also known as1

MICHAEL EDWARD DONNELLY

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