GARY D. SISSEL

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/02/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GARY D. SISSEL (CRD No. 867488), Respondent. Disciplinary No, 2005001710701 Hearing Officer-Andrew H. Perkins DEFAULT DECISION November 2, 2007 The Respondent is barred from associating with any member firm in any capacity for failing to respond to requests for information, in violation of NASD
Reference 2005001710701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	867488

Other names1

Also known as1

GARY DWIGHT SISSEL

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