PIERO B DILORENZO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/13/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063306501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Piero B. DiLorenzo, Respondent Former Investment Company and Variable Contracts Products Representative CRD No. 4670150 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Piero DiLorenzo submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019063306501finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4670150

Other names1

Also known as1

Piero B. DiLorenzo

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