GREGORY MORGAN ANGELILLO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/07/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035932601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gregory M. Angelillo, (CRD No. 5391037) Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gregory M. Angelillo, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2013035932601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5391037 |
Other names1
Also known as1
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