SUSAN ELIZABETH WALKER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/08/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20130365117 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Susan Elizabeth Walker, Respondent CRD No. 1823041 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure,
Reference 2013036511701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1823041

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