CHAD T MACKLAND

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/23/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065534801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Chad T. Mackland (Respondent) Former General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 4933804 Pursuant to FINRA Rule 9216, Respondent Chad T. Mackland submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged
Reference 2020065534801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4933804

Other names1

Also known as1

Chad T. Mackland

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