BORIS SHETEYNGART

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/09/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018032701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Boris Sheteyngart, Respondent General Securities Representative [CRD No. 5025778] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on
Reference 2009018032701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5025778

Other names1

Also known as1

BORIS SHTEYNGART

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