TIMOTHY TYRONE CALAWAY
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/16/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. TIMOTHY TYRONE CALAWAY (CRD No. 2273397), Respondent. Disciplinary Proceeding No. 2006005441801 Hearing Officer - LBB DEFAULT DECISION May 16, 2008 For Respondent's failure to provide requested information, in violation of Procedural Rule 8210 and Conduct Rule 2110, Respondent is barred in all capacities. In light of the bar, no further sanction is imposed for Respondent's exercise of discretionary
Reference 2006005441801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2273397 |
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