COLLEEN A. AVERILL

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/14/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018941502 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Colleen A. Averill ("Averill"), Respondent Former Registered Representative CRD. 2005765 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Colleen A. Averill, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC
Reference 2009018941502data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2005765

Other names1

Also known as1

COLLEEN ANNE AVERILL

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