MICHAEL HENRY D'AMICO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/20/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant v. MICHAEL HENRY D'AMICO (CRD No. 2225883) Respondent. Disciplinary Proceeding No. C02040054 Hearing Officer - DMF DEFAULT DECISION April 20, 2005 Respondent is barred from associating with any NASD member in any capacity for misuse and conversion of customer funds, in violation of Rules 2330(a) and 2110, and for failure to provide requested testimony, in violation of Rules 8210 and 2110.
Reference C02040054finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2225883

Other names1

Also known as1

MICHAEL HENRY DAMICO

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