PAUL JOHN HALVORSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/16/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020068795001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Paul J. Halvorson (Respondent) Former General Securities Representative CRD No. 1628854 Pursuant to FINRA Rule 9216, Respondent Paul J. Halvorson submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020068795001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1628854

Other names1

Also known as1

Paul J. Halvorson

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