ANTHONY OTTO DEGREGORIO SR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/28/2005: NASD LETTER Of ACCEPTANCE, WAIVER AND CONSENT NO. E9B2004018801 TO: Department of Enforcement NASD RE: Anthony Otto DeGregorio. Sr., Respondent CRD No. 64003 Pursuant to Rule 9216 of NASD Code of Procedure, Anthony Otto DeGregorio, Sr. ("DeGregorio"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the eJfeged rule violations described in Part II below. This
Reference E9B2004018801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 64093 |
Other names1
Also known as1
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