Nex Systems
Person

Michael J. O'Connor

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/12/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053138701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Michael J. O’Connor, Respondent CRD No. 5791343

    Reference 2017053138701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5791343

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