Nex Systems
Person

PAUL GERARD HITCHCOCK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/06/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. PAUL GERARD HITCHCOCK (CRD No. 2047398), Respondent. Disciplinary Proceeding No. 20070094149 Hearing Officer - LBB DEFAULT DECISION November 6, 2008 Respondent is barred for failure to provide requested information, in violation of Procedural Rule 8210 and Conduct Rule 2110. Appearances Clarence E. Sanders, Jr., Senior Counsel, FINRA, New York, NY, for the Department of Enforcement. No appearances

    Reference 2007009414901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2047398

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