Nex Systems
Person

ALDO COMUZZI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/23/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAlVER AND CONSENT NO. 2014043592101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE. Aldo Comuzzi, Respondent CRD No. 4333010 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Aldo Comuzzi ("Comuzzi" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2014043592101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4333010

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