CHRISTOPHER J. BRAY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/23/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008699501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher J. Bray, Respondent General Securities Representative CRD No. 4686857 Pursuant to NASD Rule 9216 of the Code of Procedure, I, Christopher J. Bray, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the
Reference 2007008699501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4686857

Other names1

Also known as1

CHRISTOPHER JAMES BRAY

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