Nex Systems
Person

Rebekah Johnson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/16/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 2017054377101 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Rebekah Johnson, Respondent Former Associated Person CRD No. 2628392 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2017054377101finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2628392

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