Person

MATTHEW J SEMETULSKIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/25/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MATTHEW J. SEMETULSKIS, (CRD No. 6351144), Respondent. STAR No. 2015044491101 (Expedited Proceeding) ORDER ACCEPTING OFFER OF SETTLEMENT OF MATTHEW J. SEMETULSKIS Date: August 25, 2015 Respondent. INTRODUCTION On July 21, 2015, the FINRA Department of Enforcement (Complainant) initiated the above-referenced expedited proceeding pursuant to FINRA Rule 9552. Respondent Matthew J. Semetulskis submitted

    Reference 2015044491101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6351144

Other names1

Also known as1

MATTHEW J. SEMETULSKIS

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