Nex Systems
Person

RICHARD ALLAN DANZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/06/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20120331325-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Richard Allan Danz, Respondent CRD No. 5502230 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Richard Allan Danz (“Danz" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2012033132501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5502230

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