THOMAS J. CENTENO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/12/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012035229401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Thomas J. Centeno, Respondent Investment Company/Variable Contracts Product Representative (CRD No. 3001882) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Thomas Joseph Centeno (''Respondent" or "Centeno"), submits this Letter of Acceptance, Waiver and Consent ("AWC")
Reference 2012035229401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3001882

Other names1

Also known as1

THOMAS JOSEPH CENTENO

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