RONALD MICHAEL DOLINGER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/02/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCPETANCE, WAIVER AND CONSENT NO. 2015048209602 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ronald Dolinger Respondent General Securities Representative CRD No. 1056302 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Ronald Dolinger ("Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of
Reference 2015048209602data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1056302

Other names1

Also known as1

Ronald Dolinger

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