CRAIG M. BIDDICK

12/18/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MISSION SECURITIES CORPORATION (CRD No. 41779), and CRAIG M. BIDDICK (CRD No. 2382884), Respondents. Disciplinary Proceeding No. 2006003738501 Hearing Officer-DMF HEARING PANEL DECISION December 18, 2008 Summary Respondent Mission Securities Corporation is expelled from FINRA membership and Respondent Craig M. Biddick is barred from association with any FINRA member in any capacity for

02/24/2010: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Mission Securities Corporation San Diego, CA, and Craig M. Biddick San Diego, CA, Respondents. DECISION Complaint No. 2006003738501 February 24, 2010 Held, respondents converted customer securities. The expulsion and bar imposed upon respondents for this misconduct are affirmed. Respondents are further ordered to disgorge ill-gotten gains to 13 customers. Appearances

12/07/2010: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No. 63453 / December 7, 2010 Admin. Proc. File No. 3-13841 In the Matter of the Application of MISSION SECURITIES CORPORATION and CRAIG M. BIDDICK c/o Craig M. Biddick P.O.Box 3038 Rancho Santa Fe, CA 92067 For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION - REVIEW OF DISCIPLINARY PROCEEDINGS Conversion and Misuse of Customer Securities Registered securities

02/04/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. MISSION SECURITIES CORPORATION (CRD No. 41779) AND CRAIG M. BIDDICK (CRD NO. 2382884) Respondents. DISCIPLINARY PROCEEDING No. 2006003738501 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In September 2005, without the customers' knowledge or consent, Mission Securities, acting through Craig M. Biddick, transferred 21,061 shares of Chartwell International, Inc. common stock (CHWN),

Reference 2006003738501data-portal.finra.orgdata-portal.finra.orgdata-portal.finra.orgdata-portal.finra.orgfinra.org