Nex Systems
Person

PHILLIP BRADLEY BLACKWELL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/27/2005: NASD OFFICE OF HEARING OFFICERS Market Regulation Department, Complainant, V. Phillip Blackwell (CRD No. 4318779), Respondent. Disciplinary Proceeding No. CMS 040165 to Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT OF PHILLIP BLACKWELL Date: January 27, 2005 Disciplinary proceeding number CMS 040165 was filed on October 11, 2004 by the Department of Market Regulation of NASD

    Reference CMS040165finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4318779

Other names1

Also known as1

Phillip Blackwell

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