RANDALL W. FARRAR JR.

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/22/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008014199301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Randall W. Farrar Jr., Respondent General Securities Representative CRD No. 4028776 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2008014199301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4028776

Other names1

Also known as1

RANDLE WAYNE FARRAR, JR

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