SHAWN EDWARD GOOD

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/14/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074131601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Shawn E. Good (Respondent) Former General Securities Representative CRD No. 2022168 Pursuant to FINRA Rule 9216, Respondent Shawn E. Good submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This
Reference 2022074131601data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2022168

Other names1

Also known as1

Shawn E. Good

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