Nex Systems
Person

Michael Shane Maxson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/26/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047705301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Shane Maxson (CRD No. 6158498), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael Shane Maxson ("Maxson" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2015047705301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6158498

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