AHMED ABDELMAWLA GADELKAREEM

04/13/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Ahmed Gadelkareem (CRD No. 2815685), Respondent. Disciplinary Proceeding No. 2014040968501 Hearing Officer: COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between April 16, 2014 and June 8, 2014, while associated with a FINRA member, Gadelkareem sent abusive and threatening communications to persons associated with his former employer, Blackbook Capital LLC (BD No. 123234)

05/02/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, V. AHMED GADELKAREEM (CRD No. 2815685), Respondent. Disciplinary Proceeding No. 2014040968501 Hearing Officer-DW. HEARING PANEL DECISION. For making abusive, intimidating, and threatening communications to various individuals at his former employer firm, in violation of FINRA Rules 5240 and 2010, Respondent is barred from associating with a FINRA member firm in any capacity. Appearances For t

03/23/2017: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Ahmed Gadelkareem, Brooklyn, NY, Respondent. DECISION Complaint No. 2014040968501 Dated: March 23, 2017 Registered representative engaged in abusive, intimidating, threatening, and harassing communications and conduct towards individuals associated with his former member firm. Held, findings modified and sanction affirmed. Appearances For the Complainant: Leo F.

03/14/2018: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 82879 / March 14, 2018 Admin. Proc. File No. 3-17934 In the Matter of the Application of AHMED GADELKAREEM For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION—REVIEW OF DISCIPLINARY PROCEEDING Conduct Inconsistent with Just and Equitable Principles of Trade Former registered representative of former FINRA member firm

Reference 2014040968501data-portal.finra.orgdata-portal.finra.orgdata-portal.finra.orgdata-portal.finra.orgfinra.org