RUDOLF NEPAKHAREV
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/10/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 2005000739201 TO: Department of Market Regulation NASD FROM: Rudolf Nepakharev CRD No. 3121741 Pursuant to Rule 9216 of NASD Code of Procedure, I, Rudolf Nepakharev ("Nepakharev"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. I submit this AWC on the condition that, if accepted, NASD will not bring any future actions against me alleging violations
Reference 2005000739201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3121741 |
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